The modernisation of the UT Code is the latest in a string of SFC initiatives to promote Hong Kong as an international asset management ... ... <看更多>
「sfc ut code」的推薦目錄：
sfc ut code 在 Compliance reminder regarding the enhanced content ... 的相關結果
The revised Code on Unit Trusts and Mutual Funds (UT Code) came into effect on 1 January 2019. According to the SFC's implementation ... ... <看更多>
sfc ut code 在 Hong Kong's SFC concludes proposed amendments to Code ... 的相關結果
The proposals are part of the SFC's holistic review of the PRF Code following the revision of the Code on Unit Trusts and Mutual Funds (UT Code) which was ... ... <看更多>
sfc ut code 在 Hong Kong's SFC Consults On Code On Pooled Retirement ... 的相關結果
The proposals are part of the SFC's holistic review of the PRF Code following the revision of the Code on Unit Trusts and Mutual Funds (UT ... ... <看更多>
sfc ut code 在 Oversight February 2019 - SFC issues Guide on the Use of ... 的相關結果
Under the new UT Code and the Derivative Guide, a manager of SFC-authorised funds (including UCITS funds, ETFs and L&I Products) is expected ... ... <看更多>
sfc ut code 在 Retail Investment Funds in Hong Kong: Regulatory Overview 的相關結果
Under changes to the Code on Unit Trusts and Mutual Funds (UT Code) which took effect in January 2019, the SFC now permits SEHK listed ... ... <看更多>
sfc ut code 在 Hong Kong SFC Revised Code on Unit Trusts and Mutual ... 的相關結果
Hong Kong SFC Revised Code on Unit Trusts and Mutual Funds (Revised UT Code). SFC: 1 CPT. Now you can attend your CPT training online anytime anywhere and ... ... <看更多>
sfc ut code 在 Revised UT Code unifies disclosure standards of SFC ... 的相關結果
... full implementing the amendments made to the Securities and Futures Commission's (SFC) Code of Unit Trusts and Mutual Funds (UT Code), ... ... <看更多>
sfc ut code 在 Distribution in Hong Kong and the Revised UT Code 的相關結果
After a year of consultation with the mutual funds industry regarding changes that aim to modernise the regulatory regime for SFC-authorised ... ... <看更多>
sfc ut code 在 Hong Kong SFC publishes consultation proposals 的相關結果
According to SFC, the proposals, which discuss rules surrounding securities lending, seek to modernise the current requirements under the UT Code for public ... ... <看更多>
sfc ut code 在 Fund authorization - The Chin Family 的相關結果
Funds must be authorized by the SFC before they can be marketed in Hong Kong. They must meet the requirements of the Code on Unit Trusts and Mutual Funds (UT ... ... <看更多>
sfc ut code 在 Luxembourg/hong kong: Mutual Recognition of Funds 的相關結果
In January 2019, the Securities and Futures Commission (SFC) of Hong ... the Hong Kong Code on Unit Trusts and Mutual Funds (“UT Code”): (i) ... ... <看更多>
sfc ut code 在 Establishing Investment Funds in Hong Kong - Charltons 的相關結果
An OFC's custodian must meet the eligibility requirements for custodians of SFC-authorised funds set out in the UT Code, that is, it must be:. ... <看更多>
sfc ut code 在 Revamped SFC Code on Unit Trusts and Mutual Funds ... 的相關結果
On 6 December 2018, the Securities and Futures Commission (SFC) published ... The revised UT Code (and consequential amendments to related ... ... <看更多>
sfc ut code 在 Offering Hong Kong Retail Funds - Vivien Teu & Co LLP 的相關結果
Besides the SFO, the SFC issues codes, guidelines and circulars which contain principles and ... comply with the applicable requirements of the UT Code. ... <看更多>
sfc ut code 在 SFC-further-consults-on-proposed-regulatory-regime-for ... 的相關結果
In 2019, the Securities and Futures Commission ("SFC") ... Code on Unit Trusts and Mutual Funds ("UT Code"), Code on Pooled Retirement Funds ("PRF Code") ... ... <看更多>
sfc ut code 在 SFC consults on proposals to enhance protection for the ... 的相關結果
On September 25, 2009 the Securities and Futures Commission (SFC) issued a ... In relation to the revised UT Code it is interesting to note that the SFC ... ... <看更多>
sfc ut code 在 施羅德投資管理〔香港〕有限公司 的相關結果
Securities and Futures Commission (the “SFC”). (except for hedge funds under 8.7 of the Code on. Unit Trusts and Mutual Funds (“UT Code”)) ... ... <看更多>
sfc ut code 在 Exchange Traded Funds (“ETFs”) 的相關結果
ETF is authorized under the UT Code Chapter 8 – Specialized Scheme. • Subject to the SFC investment products team's approval. Confidential. ... <看更多>
sfc ut code 在 Hong Kong: SFC publishes Consultation Conclusions on ... 的相關結果
2021年11月3日 — ... and Futures Commission (SFC) on Proposed Amendments to the Code on ... the Code on Unit Trusts and Mutual Funds (UT Code) and asked for ... ... <看更多>
sfc ut code 在 New regime for depositaries of SFC-authorised collective ... 的相關結果
The Consultation Paper is part of the SFC's strategy to strengthen Hong Kong ... For example, under the UT Code, since depositaries shall be subject to the ... ... <看更多>
sfc ut code 在 Amendments to Hong Kong Code on Unit Trusts and Mutual ... 的相關結果
Amendments to the regime for SFC-authorised funds under the Code on Unit Trusts and Mutual Funds took effect on 1 January 2019. ... <看更多>
sfc ut code 在 Hong Kong - Conclusion Of SFC Consultation On Proposed ... 的相關結果
... Commission (SFC) published its conclusions to its Consultation Paper on Proposed Amendments to the Code on Unit Trusts and Mutual Funds (UT Code). ... <看更多>
sfc ut code 在 Regulation of Overseas Funds in Hong Kong 海外投資基金在 ... 的相關結果
The Code on Unit Trusts and Mutual Funds (“UT Code”) published by the SFC includes express provisions for the easier authorization of certain types of overseas. ... <看更多>
sfc ut code 在 Mutual Funds | Investment Funds | HK law firm 的相關結果
SFC authorization, including advising on applications for authorization by the ... with the SFC's Code on Unit Trusts and Mutual Funds (“UT Code”), Code on ... ... <看更多>
sfc ut code 在 Circular to management companies of SFC-authorized unit ... 的相關結果
In line with the existing requirements set out in the Code on Unit Trusts and Mutual Funds (“UT Code”), an ESG fund's primary investments ... ... <看更多>
sfc ut code 在 1 2 April 2018 Securities and Futures Commission 35/F ... 的相關結果
RE: SFC Consultation Paper on Proposed Amendments to the Code on Unit ... underlying fund (“Feeder Fund”), 7.12(a) of the UT Code requires ... ... <看更多>
sfc ut code 在 SFC PROVIDES FURTHER GUIDANCE ON ENHANCED ... 的相關結果
The June 2021 Circular applies to SFC-authorized ESG funds which incorporate ESG factors as ... set out in the Code on Unit Trusts and Mutual Funds (UT. ... <看更多>
sfc ut code 在 The UK and Hong Kong agree mutual recognition regime for ... 的相關結果
However, by concluding the MoU, the FCA and the SFC have committed to processing ... under the SFC's Code on Unit Trusts and Mutual Funds (the “UT Code”):. ... <看更多>
sfc ut code 在 SFC reprimands and fines HSBC Investment Funds (Hong ... 的相關結果
The Securities and Futures Commission (SFC) has reprimanded and fined ... Paragraph 10.10 of the Code on Unit Trusts and Mutual Funds (UT. ... <看更多>
sfc ut code 在 HONG KONG PROVIDES FLEXIBILITY IN MASTER-FEEDER ... 的相關結果
already permitted under the Code on Unit Trusts and Mutual. Funds (UT Code) provided that both the feeder ETF and the master ETF are authorized by the SFC. ... <看更多>
sfc ut code 在 Departmental Interpretation And Practice Notes - No.20 的相關結果
mutual fund, unit trust or similar investment scheme that is ... imposed by the SFC are set out in its “Code on Unit Trusts and Mutual Funds”. ... <看更多>
sfc ut code 在 FINMA Requirements Mutual Recognition of Funds (MRF ... 的相關結果
and 8.9 of the SFC's Code on Unit Trusts and Mutual Funds (UT Code) are eligible under the. MRF for Public Offering to Swiss investors. FINMA and SFC may ... ... <看更多>
sfc ut code 在 Circular - Hong Kong Monetary Authority 的相關結果
SFC -authorized schemes. Preparation for the full implementation of the Code on Unit Trusts and Mutual Funds. (“UT Code”) commencing 25 June ... ... <看更多>
sfc ut code 在 IMPORTANT - J.P. Morgan Asset Management 的相關結果
Updates to reflect the revised SFC's Code on Unit Trusts and Mutual Funds (“UT Code”). The Trusts have been authorised by the Securities and ... ... <看更多>
sfc ut code 在 REGULATION - HKEXnews 的相關結果
The UT Code, published by the SFC, sets out the guidelines for the authorization of collective investment schemes in the nature of mutual fund corporations ... ... <看更多>
sfc ut code 在 RAISING THE BAR FOR COLLECTIVE INVESTMENT ... - Capco 的相關結果
framework. Amendments to the SFC Code on Unit Trusts and. Mutual Funds (UT Code) came into force in January 2019 (with a 12-month transition period). ... <看更多>
sfc ut code 在 JPMorgan Evergreen Fund - HSBC Hong Kong 的相關結果
Hong Kong (“SFC”)2 under 8.6 or 8.10 of the Code on Unit Trusts and Mutual Funds issued by the SFC (“UT Code”); or (b) listed and regularly. ... <看更多>
sfc ut code 在 Blog: 9 things for assessing revised OFC regime in Hong Kong 的相關結果
The OFC works in a similar way as unit trust, to increase or ... SFC has issued OFC Rules and OFC Code which shall be complied by an OFC. ... <看更多>
sfc ut code 在 mou-sfc-fca.pdf 的相關結果
The SFC is the principal regulator of the securities and futures ... z) “UT Code” means the Code on Unit Trusts and Mutual Funds of the SFC ... ... <看更多>
sfc ut code 在 the Corporate Investment Fund Vehicle in Hong Kong 的相關結果
SFC Products. Handbook including the UT Code. (ONLY applicable to public OFCs). Inland Revenue. Ordinance. (granting profits tax exemption). C(WUMP)O. ... <看更多>
sfc ut code 在 The Asset Management Review - Hong Kong Chapter 的相關結果
The UT Code is the applicable SFC code for authorised hedge funds, and contains a special section30 that deals with collective investment schemes that are ... ... <看更多>
sfc ut code 在 New Enhancements under the OFC Regime_20201006 - Titus 的相關結果
... eligibility requirements as set out in the Code on Unit Trusts and Mutual Funds (“UT Code”). However, the SFC did not expand the same to ... ... <看更多>
sfc ut code 在 Asia ETF Roundup (Industry) –December 2018 and... 的相關結果
HK SFC introduces rules for active ETFs; S&P DJI adding China A-Shares in ... The revised UT Code became effective on 1 January 2019. ... <看更多>
sfc ut code 在 The SFC Moves to Regulate Depositaries of SFC-authorised ... 的相關結果
Any trustee of a Hong Kong authorised unit trust, or custodian appointed ... as principally taken from the existing Annex G to the UT Code. ... <看更多>
sfc ut code 在 Hong Kong SFC Enforcement Action Highlights Conflicts of ... 的相關結果
... person (the Connected Person within the meaning of SFC's Code on Unit Trusts and Mutual Funds (UT Code)) and no interest was earned. ... <看更多>
sfc ut code 在 SFC's disclosure requirements – ESG Funds - Deloitte 的相關結果
The Hong Kong Securities and Futures Commission (‟SFC”) has ... Mutual Funds (‟UT Code”) and the Circular issued by the SFC, and provide. ... <看更多>
sfc ut code 在 CSSF and Hong Kong SFC signed MoU on Mutual ... 的相關結果
The SFC and the CSSF may consider extending the MRF to include other types of ... under the Code on Unit Trusts and Mutual Funds (UT Code). ... <看更多>
sfc ut code 在 oversight sfc issues guide on the use of financial derivative ... 的相關結果
different types of SFC-authorised schemes. The net derivative exposure of a scheme authorised under Chapter 7 of the UT Code may. ... <看更多>
sfc ut code 在 Mutual Recognition of Funds (MRF) between Luxembourg ... 的相關結果
b. the Hong Kong Covered Fund shall remain authorised by the SFC in ... Unit Trusts and Mutual Funds (UT Code)) must not exceed 100% of the ... ... <看更多>
sfc ut code 在 The Asset Management Review: Hong Kong 的相關結果
The UT Code is the applicable SFC code for authorised hedge funds, and contains a special section that deals with collective investment schemes that are ... ... <看更多>
sfc ut code 在 Memorandum of Understanding (MoU) 的相關結果
This MoU has been concluded between SFC and AMF in light of global financial ... bb) “UT Code” means the Code on Unit Trusts and Mutual Funds of the SFC ... ... <看更多>
sfc ut code 在 1 Revised as of 17 December 2018 Circular to ... - HKEX 的相關結果
SFC -authorised Exchange Traded Funds (“ETFs”)1 ... Under 11.1B of the Code on Unit Trusts and Mutual Funds (“UT Code”),. ... <看更多>
sfc ut code 在 Frequently Asked Questions on SFC Authorization of Unit ... 的相關結果
Frequently Asked Questions on SFC Authorization of Unit Trusts and Mutual Funds ... The UT Code sets out the basic requirements that an SFC-authorized fund ... ... <看更多>
sfc ut code 在 The New Open-Ended Fund Company Regime in Hong Kong 的相關結果
An OFC is established by registration with the SFC rather than the ... on Unit Trusts and Mutual Funds (“UT Code”) for SFC-authorized funds. ... <看更多>
sfc ut code 在 SFC, CSSF sign deal on Luxembourg-Hong Kong MRF 的相關結果
The Securities and Futures Commission (SFC) has entered into a memorandum of ... under the Code on Unit Trusts and Mutual Funds (UT Code). ... <看更多>
sfc ut code 在 31347a.pdf - Investment Company Institute 的相關結果
2 See Securities and Futures Commission, Slides on UT Code Review – Funds' ... derivatives exposure (calculated under the UCITS or SFC ... ... <看更多>
sfc ut code 在 Code on Disclosure for MPF Investment Funds 的相關結果
Please refer to the SFC Code on MPF Products in this respect. ... or a pooled investment fund which is a unit trust;. ... <看更多>
sfc ut code 在 Investment Suitability - CITIC Securities Brokerage (HK) Limited 的相關結果
Non-derivative funds authorized by the SFC under the UT Code#;; SFC-authorized non-derivative ETFs traded on an exchange in Hong Kong or in a specified ... ... <看更多>
sfc ut code 在 VALUE GOLD ETF 的相關結果
The SFC has published a revised Code on Unit Trusts and Mutual Funds (the “Revised UT Code”) which came into effect on 1 January 2019. ... <看更多>
sfc ut code 在 SFC Consultation Conclusions introduce changes to the Fund ... 的相關結果
FRG Newsletter: November 2017 – Fund Manager Code of Conduct ... The Securities and Futures Commission (the “SFC”) issued its Consultation. ... <看更多>
sfc ut code 在 SFC Issues Consultation Conclusions On The Hong Kong ... 的相關結果
The OFC Code and OFC Rules prescribe two types of OFC: "Private OFCs" ... Funds" for SFC authorised funds ("UT Code") for an SFC-authorised ... ... <看更多>
sfc ut code 在 Hong Kong proposes new corporate fund structure OFC rules 的相關結果
The proposed changes are set out in the SFC consultation conclusion ... custodians of public OFCs must observe the UT Code's requirements. ... <看更多>
sfc ut code 在 Open-ended Fund Companies – They're here! - KWM 的相關結果
Publicly-offered OFCs, which are subject to the UT Code, will continue to be subject to the same level of regulatory oversight by the SFC. ... <看更多>
sfc ut code 在 Mutual Recognition of Funds (MRF) - Standard Chartered 的相關結果
Mutual Recognition of Funds (MRF) ; Yes ; No such requirement so long as the fund complies with the UT Code ... ... <看更多>
sfc ut code 在 Open-ended Fund Companies Consultation Paper - HKICPA 的相關結果
and Futures Commission ("SFC") which will set out, amongst other things, ... UT Code states: "The investment management operations of a fund ... ... <看更多>
sfc ut code 在 Hong Kong's Open-Ended Fund Company Revamped | Insights 的相關結果
On September 2, 2020, the Securities and Futures Commission (SFC) ... as set out in the Code on Unit Trusts and Mutual Funds (UT Code). ... <看更多>
sfc ut code 在 This Announcement requires your immediate attention and ... 的相關結果
compliance of certain provisions of the SFC's Code on Unit Trusts and Mutual Funds (the “UT. Code”) for the period from the Trading ... ... <看更多>
sfc ut code 在 Complex Product and Concentration Risk | Saxo Markets 的相關結果
Funds authorized by the SFC under 8.7 of the UT Code (ie, SFC-authorized hedge funds);; SFC-authorized unlisted structured investment products (including SFC- ... ... <看更多>
sfc ut code 在 [clean] Notice (E Fund Selection Inv Series 的相關結果
issued by the Securities and Futures Commission in Hong Kong (“SFC”). The Code has been revised. The Trust Deed have been amended by way of ... ... <看更多>
sfc ut code 在 OFCs - A Corporate Fund Structure for Hong Kong 的相關結果
The OFC is an alternative to the unit trust structure for Hong Kong ... the OFC will need to comply with the Code on Unit Trusts and Mutual Funds. ... <看更多>
sfc ut code 在 SFC Consults on Proposals to Tighten Regulation of Fund ... 的相關結果
SFC regulation at the fund level (i.e. under the SFC's Code on Unit Trusts and Mutual Funds (the UT Code) and the Overarching Principles ... ... <看更多>
sfc ut code 在 SFC Enforcement Actions Tracker - Allen & Overy 的相關結果
Associated with Internet Trading and the Code ... control failings and breaches of the SFC's Code ... cash balances; breach of UT Code. ... <看更多>
sfc ut code 在 Stephen Chan - BEA Union Investment 東亞聯豐投資 - LinkedIn 的相關結果
Hong Kong qualified lawyer with over 9 years of PQE in SFC-authorized investment products and corporate finance ... Do you have SFC UT Code experience? ... <看更多>
sfc ut code 在 unit code - Chinese translation – Linguee 的相關結果
The Handbook includes the Code on Unit Trusts and Mutual Funds (UT Code). ... investment principles of Chapter 7 and Chapter 8.2 of the SFC Code on Unit ... ... <看更多>
sfc ut code 在 FREQUENTLY ASKED QUESTIONS ABOUT SFC ... ... 2020 ... 的相關結果
An SFC-authorized fund has to comply with the post-authorization requirements as set out in Chapters 10 and 11 of the UT Code. ... <看更多>
sfc ut code 在 Mutual Recognition of Funds between Mainland China and ... 的相關結果
On 22 May 2015, the Securities and Futures Commission of Hong Kong (SFC) and ... Code on Unit Trusts and Mutual Funds (UT Code). ... <看更多>
sfc ut code 在 Schroder Investment Management (Hong Kong) Limited 的相關結果
In order to better comply with the requirements of the SFC's Code on Unit Trusts and Mutual Funds (the “UT. Code”) and conform with the key ... ... <看更多>
sfc ut code 在 通告-證券及期貨事務監察委員會(證監會)就有關證監會認可... 的相關結果
and SFC Code on MPF Products (the "Product Codes"). Circular. Background ... Code on Unit Trusts and Mutual Funds ("UT Code"). ... <看更多>
sfc ut code 在 Alternative Investment Funds Laws and Regulations Hong ... 的相關結果
... the public offering in Hong Kong of interests in a collective investment scheme is governed by the SFC's Code on Unit Trusts and Mutual Funds (UT Code). ... <看更多>
sfc ut code 在 SFC reprimands and fines State Street Global Advisors Asia ... 的相關結果
deposit of that size and term as required by the Code on Unit Trusts and Mutual Funds (UT Code). The SFC also found that SSGA's internal ... ... <看更多>
sfc ut code 在 Haitong Investment Fund Series - Notice to Investors (UT ... 的相關結果
issued by the Securities and Futures Commission in Hong Kong (“SFC”). The Code has been revised. The Trust Deed will be amended by way of a ... ... <看更多>
sfc ut code 在 SFC Marcos Espinoza | Liberal Arts | UT - Austin 的相關結果
SFC Marcos Espinoza. Military Science Instructor. ,. [email protected]. 512-232-5006. RLP 5.302A. campus mail code: C3603 ... ... <看更多>
sfc ut code 在 AFM Circular - De Autoriteit Financiële Markten 的相關結果
AFM-SFC Mutual Recognition of Funds (MRF) between the Netherlands and ... Unit Trusts and Mutual Funds (UT Code)) must not exceed 100% of ... ... <看更多>
sfc ut code 在 Investment Fund Services - Hang Seng Bank Limited 的相關結果
The relevant pages for investment funds have not been reviewed by the Securities and Futures Commission in Hong Kong ("SFC"). ... <看更多>
sfc ut code 在 Global Registration Services Market Update Q4 2018 的相關結果
The revised UT Code, MPF Code, PRF Code and ILAS Code came into effect following gazettal, on 1 January 2019 (Note 3). The SFC will publish FAQs ... ... <看更多>
sfc ut code 在 State Finance Commission - Ministry of Panchayati Raj 的相關結果
Status of the availability of SFC Reports with MoPR ... 5, Chhattisgarh, -, -, Chapter1,2,8(1st SFC), -, -. -, 2nd SFC, 2nd SFC, -, - ... NVSP; INDIA CODE ... ... <看更多>
sfc ut code 在 Automatic generation of C-code or PLD circuits under SFC ... 的相關結果
Automatic generation of C-code or PLD circuits under SFC graphical environment. August 1997 ... The logic controller outputs are R, L and Z which. ... <看更多>
sfc ut code 在 Terrier for Terrier Emergency Relief Fund - St. Francis College 的相關結果
SFC IT will be sending out notifications when systems are back online. Thank you for your support and patience during this process. ... <看更多>
sfc ut code 在 Code on Collective Investment Schemes 的相關結果
Sets out the best practices that managers, approved trustees, VCC directors and VCC custodians of collective investment schemes offered to retail public are ... ... <看更多>
sfc ut code 在 Hong Kong breakfast seminar - ALFI Events 的相關結果
The impact of the SFC's new UT Code on UCITS; New options made possible by the MRF between Hong Kong and Luxembourg. ... <看更多>
sfc ut code 在 SFC warns about illiquid investments - Fund Selector Asia 的相關結果
Hong Kong's Securities and Futures Commission (SFC) finds deficiencies and ... under the Fund Manager Code of Conduct (FMCC),” she said. ... <看更多>
sfc ut code 在 ZSE AIRMETs - National Weather Service 的相關結果
Moderate Turbulence HIGH level (>FL180); Moderate Turbulence LOW level (sfc-FL180); Low Level Wind Shear (LLWS) below 2000 feet AGL; Sustained surface winds ... ... <看更多>
sfc ut code 在 Protocole d'accord entre la Securities and Futures ... - Légifrance 的相關結果
bb) « UT Code » désigne le « Code on Unit Trusts and Mutual Funds » du SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes ... ... <看更多>
sfc ut code 在 Hedge Funds: Jurisdictional Comparisons - 第 134 頁 - Google 圖書結果 的相關結果
2.2 Authorisation requirements The revised Code on Unit Trusts and Mutual Funds issued by the SFC became effective on 25 June 2010 (the UT Code). ... <看更多>
sfc ut code 在 Mutual market connectivity and Hong Kong market innovations ... 的相關結果
To support product innovation, the SFC approved the launch of L&I products in ... by the Code on Unit Trusts and Mutual Funds (“UT Code”) of the SFC while ... ... <看更多>
sfc ut code 在 Section II: Code on Unit Trusts and Mutual Funds 的相關結果
2019年1月2日 — For the purpose of the implementation of this UT Code: (a) “New schemes” refer to schemes which apply for the SFC's authorization on or ... ... <看更多>